01275 859143 Testimonials

Company Closed. Jobs Saved. The Restaurant Carried On.

When a local authority change removed 30% of their capacity, a Bristol restaurant faced a future that no longer added up. A pre-pack gave them a way forward.

Exterior of an independent Bristol restaurant — green painted frontage with chalkboard menu and outdoor seating
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A planning decision the business couldn’t survive — in its current form

The business hadn’t failed. That was the hardest part to sit with. We’d built something real — a loyal following, a reputation, a team. Then the council changed what we were allowed to use, and the numbers stopped working almost overnight.

THE RESULT

The Outcome in brief

Restaurant brand and customer base preserved through pre-pack
Key business assets transferred at independently assessed fair value
All staff offered TUPE transfer to the new company
Original company closed via CVL — historic liabilities resolved
New company trading successfully from new premises

Case handled by Khurm Arshad, Regional Director, Bristol & South West — Lightside Financial

Sam’s greatest fear was not the debt — it was the team. People who had worked alongside the business for years, who had no part in what had gone wrong, facing the consequences of a planning decision that wasn’t theirs to make. What the pre-pack made possible was something Sam hadn’t known was available: the business could continue, the liabilities could be dealt with properly, and all of the staff were offered TUPE transfer to the new company — their jobs and their rights intact.

Facing a similar situation?

If your company can no longer trade in its current form but the business still has real value, there may be more options than you think. There is no charge for the first conversation.

Call 01275 859143

The work behind the outcome

We structured a sale of assets and a transfer of staff to NewCo that allowed Sam and his team to continue trading under a newly formed company, operating from alternative premises. The restaurant brand, customer following, and key business assets were preserved. All staff were offered TUPE transfer to the new entity. The original company entered a formal Creditors’ Voluntary Liquidation, bringing the historic liabilities to a close. Today, the new business is trading successfully and profitably.

Pre-pack — your questions answered

Frequently Asked Questions

A pre-pack is a type of business sale where the terms are agreed before a formal insolvency process is initiated. The business’s assets — which may include its trading name, goodwill, equipment, stock, and customer relationships — are independently valued and sold to a buyer, often the existing directors forming a new company. The original company then enters administration or a Creditors’ Voluntary Liquidation.

The purpose is to preserve the value of a viable business where the company structure around it has become unworkable — separating what is worth saving from the liabilities that cannot be sustained. Pre-packs are regulated under Statement of Insolvency Practice 16 (SIP 16), which requires the transaction to be conducted at independently assessed market value and documented transparently.

Pre-packs are sometimes misunderstood as a way to avoid paying creditors. In fact, the sale proceeds flow to the original company’s creditors through the insolvency process — and the independent valuation requirement is specifically designed to ensure creditors receive fair value for the assets transferred.

A Company Voluntary Arrangement (CVA) is a formal agreement between a company and its creditors to repay debts over a fixed period, typically three to five years, while the company continues to trade. It requires approval from 75% of creditors by value and keeps the existing company — and all its liabilities — alive throughout.

A pre-pack takes a different approach. Rather than restructuring debts within the existing company, it transfers the viable elements of the business to a new entity, leaving the original company’s liabilities to be dealt with through administration or liquidation. The new company starts without the historical debt burden.

The right route depends on whether the existing company is fundamentally viable — or whether the structure around the business is the problem. Where the company’s liabilities make continued trading from within it unworkable, a pre-pack is often the more appropriate instrument. Where the business model is sound and creditors are likely to support a restructuring, a CVA may be preferable. Lightside will assess both options before recommending a route.

Where a pre-pack involves the transfer of a business as a going concern — which is typically the case — employees are protected by the Transfer of Undertakings (Protection of Employment) Regulations 2006, commonly known as TUPE.

Under TUPE, employees must be offered transfer to the new company on their existing terms and conditions. Their continuity of employment is preserved — meaning their length of service, holiday entitlement, and other contractual rights carry across. Employees cannot be made redundant simply because of the transfer itself, though redundancies may still occur if there are genuine operational reasons unconnected to the transfer.

Employees do have the right to object to the transfer, in which case their employment ends — but this is treated as a resignation rather than a dismissal, and no redundancy payment is due in those circumstances.

Ensuring TUPE obligations are correctly observed is a key part of any pre-pack process. Lightside works alongside employment specialists to ensure the transfer is handled correctly and that employees are properly informed throughout.

A pre-pack sale to a connected party — typically the existing directors — is permitted but subject to heightened scrutiny. The requirements are set out in Statement of Insolvency Practice 16 (SIP 16), which governs all pre-pack sales in the UK.

The key requirements are: an independent valuation of the business assets; a sale at market value; full documentation of the marketing process (or an explanation of why marketing was not carried out); and disclosure to creditors of the terms of the transaction.

Pre-packs to connected parties attract more scrutiny than arm’s length sales precisely because of the potential for the transaction to favour the directors at creditors’ expense. The SIP 16 requirements are designed to address this — and a properly documented pre-pack, conducted at independently assessed fair value, provides a defensible and transparent record of the transaction.

Directors considering a pre-pack should take professional advice early. The conduct of the directors in the period before insolvency will be reviewed by the appointed Insolvency Practitioner — early engagement with an adviser helps ensure that conduct is appropriate and that the transaction is structured to withstand scrutiny.

A pre-pack cannot be completed without a licensed Insolvency Practitioner (IP).

What Lightside provides is the work that happens before the IP is appointed. We assess whether a pre-pack is the right route — or whether alternatives such as a CVA, dissolution, or trading restructure would better serve your situation. We structure the transaction, advise on director conduct in the period leading up to the insolvency, and introduce a licensed IP at the point where their appointment is required.

This matters because the period before a formal insolvency process begins is often where the most important decisions are made — and where directors are most at risk of making decisions that could later be scrutinised. Early, independent advice protects you and ensures the process, if a pre-pack is the right route, is carried out correctly from the outset.

There is no charge for an initial conversation with Lightside.